SR-NASD-2005-070
Proposed Rule Change to Rescind the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to rescind the pilot rule in IM-10100(f) of the NASD Code of Arbitration Procedure relating to the waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 65.28 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 27.93 KB | |
| Order Granting Accelerated Approval | PDF - 64.57 KB |