Conferences & Events
Stay current on rules and regulations in settings designed to promote timely learning and sharing with peers, regulators and other financial services professionals. FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations professionals, and others in the financial services industry.
FINRA Conferences and educational events provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts. Attendees sharpen their knowledge of rules and regulations, and share experiences with regulators, peers and other industry professionals. Many of these educational offerings qualify for CPE and CLE credits.
The FINRA South Region Compliance Seminar provides compliance and legal professionals in the South Region an opportunity to discuss important regulatory and compliance issues and solutions with industry peers and regulators.
FINRA's Cybersecurity Conference provides a forum to learn the fundamentals and take a deeper dive into key areas of cybersecurity.
FINRA's premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics.
2016 Fixed Income Conference
FINRA’s Fixed Income Conference focuses on current market impacts on fixed income, and how regulators and firms are responding.
2016 Small Firm Conference
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules.
2016 FINRA Diversity Summit
A forum for diversity practitioners and business leaders in the industry to share diversity and inclusion best practices that link business goals to the workplace and the marketplace.
2015 FINRA Diversity Summit: Information & Agenda
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Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.