Arbitration Awards Online

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): William McC Montgomery

Respondent(s): William Nelson

Claimant(s): Paul Meaney

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Lincoln Financial Advisors Corporation

Claimant(s): Eric Duncan

Claimant Representative(s): Peter Lindholm

Respondent(s): Moloney Securities Co., Inc.

Claimant(s): Steven Goodman

Claimant Representative(s): Harris Freedman

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Gabriel Eppley

Claimant Representative(s): Gabriel Eppley

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Geoffrey Forcino, Michael McDermott

Claimant Representative(s): Chelsea Bauer

Respondent(s): LPL Financial LLC

Claimant(s): Timothy Washburn, Timothy Washburn, IRA

Claimant Representative(s): Matthew Thibaut

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): John Lowry

Claimant Representative(s): Thomas McEvoy

Respondent(s): Spartan Capital Securities, LLC

Claimant(s): Richard Satran

Claimant Representative(s): Richard J. Satran

Respondent(s): Clifford Virgin, John Geoghan, UBS Financial Services Inc., Salvatore Baio

Claimant(s): Roy W. Parker Jr. Revocable Trust

Claimant Representative(s): Michael C. Bixby

Respondent(s): Center Street Securities, Inc.

Claimant(s): Carol Jackson, Carol Jackson IRA, Carol J. Jackson Revocable Trust U/A DTD, Carol J. Jackson Revocable Trust UAD TR

Claimant Representative(s): D. Daxton White

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Surya Sapra

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Santander Securities LLC

Claimant(s): Benjamin Segal

Claimant Representative(s): Harris Freedman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Tradestation Securities, Inc.

Claimant Representative(s): Myra C Mormile-Wolper

Respondent(s): Keerthi Arunachalam

Claimant(s): OSAIC Wealth, Inc

Claimant Representative(s): Jennifer R. Cox

Respondent(s): Kevin Snow