Arbitration Awards Online

Claimant(s): Tuyet Burke

Claimant Representative(s): Tuyet Burke

Respondent(s): Alpaca Securities LLC

Claimant(s): Equitable Advisors, LLC, Equitable Network LLC

Claimant Representative(s): Andrea Villalpando

Respondent(s): Olivier Marcelin

Claimant(s): Angelo Piccone

Claimant Representative(s): Angelo Piccone

Respondent(s): Richard Carlesco

Claimant(s): Paul Valdivia

Claimant Representative(s): W. Preston Martin

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Mikhail Bekker

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): TradeStation Securities, Inc.

Claimant Representative(s): Myra C. Mormile-Wolper

Respondent(s): James Lightning

Claimant(s): Charles Dinklage

Claimant Representative(s): Dochtor Kennedy, MBA

Respondent(s): Equitable Advisors, LLC

Claimant(s): Michelle Feland

Claimant Representative(s): Daniel J. Frisk

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Bryan Rigg, Ian Rigg, Justin Rigg, Sophia Rigg

Claimant Representative(s): P. Keith Staubus

Respondent(s): Pershing LLC, Pershing Advisor Solutions LLC, Cantella & Co., Inc.

Claimant(s): Charles Friedlander, Scott Wendelin

Claimant Representative(s): William M Montgomery

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Joshua Mrozowski

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Steven Smart

Claimant Representative(s): Steven R. Smart

Respondent(s): Candice Storm, RBC Capital Markets LLC, Paul Fahey

Claimant(s): Jared Roskelley

Claimant Representative(s): Alan Baskin

Respondent(s): Cambridge Investment Research, Inc.

Claimant(s): Katrin Tash

Claimant Representative(s): Philip L. Vujanov

Respondent(s): Independent Financial Group, LLC.

Claimant(s): Xavier Pol

Claimant Representative(s): Jennifer Cox

Respondent(s): AllianceBernstein Investments, Inc.