Arbitration Awards Online

Claimant(s): Roger Kriete

Claimant Representative(s): Jonathan E. Neuman

Respondent(s): Reid & Rudiger LLC

Claimant(s): Lawrence Green, Lawrence K. Green IRA

Claimant Representative(s): Lawrence K. Green

Respondent(s): Cynthia Smith, Gerard McDonough, Merrill Lynch Pierce Fenner & Smith Inc., Mercedes Padin

Claimant(s): Garrick Ruiz

Claimant Representative(s): Chelsea Bauer

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Donald Lueke

Claimant Representative(s): William Bean

Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc

Claimant(s): Russell Andersen

Claimant Representative(s): H. Nicholas Berberian

Respondent(s): Northern Trust Securities, Inc.

Claimant(s): Edward Stike

Claimant Representative(s): William Bean

Respondent(s): RBC Capital Markets LLC

Claimant(s): Albert Vale, Kathleen Vale

Claimant Representative(s): Stephen Huschka

Respondent(s): Eric Dupré, Ameriprise Financial Services, LLC

Claimant(s): Tessa Heron

Claimant Representative(s): Tessa Heron

Respondent(s): First Allied Securities, Inc.

Claimant(s): Hesam Shahnazi

Claimant Representative(s): Hesam Shahnazi

Respondent(s): TD Ameritrade, Inc.

Claimant(s): Edwin Encarnación Álamo

Claimant Representative(s): Edwin Encarnación Álamo

Respondent(s): Popular Securities, LLC.

Claimant(s): Janice Cartwright, John Cartwright

Claimant Representative(s): Johnny L Antwiler

Respondent(s): Betsy Merritt

Claimant(s): Equitable Advisors, LLC, Equitable Network, LLC

Claimant Representative(s): Amanda Sotak

Respondent(s): Gino Wang

Claimant(s): Mark Pellecchia

Claimant Representative(s): Mark J. Pellecchia

Respondent(s): Fidelity Brokerage Services LLC

Claimant(s): Debora Holland-Petrov

Claimant Representative(s): Debora Holland-Petrov

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): Equitable Advisors, LLC, Equitable Network, LLC

Claimant Representative(s): Amanda Sotak

Respondent(s): John Laudonio