Arbitration Awards Online

Claimant(s): Ernest Stiba

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Lion Street Financial, LLC

Claimant(s): Federico Carassus, Francisco Carassus

Claimant Representative(s): Coren H. Stern

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Juliana Hadawi

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Goldman Sachs & Co. LLC

Claimant(s): William Dendy

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Raymond James Financial Services, Inc.

Claimant(s): Michele White

Claimant Representative(s): Michele R. White

Respondent(s): Robinhood Securities, LLC

Claimant(s): Morgan Stanley

Claimant Representative(s): Alan S. Brodherson

Respondent(s): Morgan Feliz

Claimant(s): Jack Riley

Claimant Representative(s): David I. Hantman

Respondent(s): UBS Financial Services Inc.

Claimant(s): Timothy Wheeler

Claimant Representative(s): Christopher H. Tovar

Respondent(s): Northwestern Mutual Investment Services,

Claimant(s): Andrew Lerner, Jeri Lerner

Claimant Representative(s): David C. Silver

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Paul Morehouse

Claimant Representative(s): Peter Lindholm

Respondent(s): Cetera Wealth Services, LLC

Claimant(s): Ellen Sadur

Claimant Representative(s): Jeff Sadur

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Kevin Tamlyn

Claimant Representative(s): Kevin Kingsley Tamlyn

Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Joao Bastos

Claimant Representative(s): James P. Galvin

Respondent(s): Citigroup Global Markets, Inc.

Claimant(s): Daniel Gardner

Claimant Representative(s): Alex Padla

Respondent(s): OSAIC Wealth, Inc

Claimant(s): Trent White

Claimant Representative(s): Patrick Mahoney

Respondent(s): Vanguard Marketing Corporation