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SR-FINRA-2009-053

Proposed Rule Change to Amend Incorporated NYSE Rules 12 and 282 to Conform to Amendments Made by NYSE

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Incorporated NYSE Rules 12 (“Business Day”) and 282 (Buy-in Procedures) to conform to rule changes by the New York Stock Exchange, LLC (“NYSE”) to its versions of Rules 12 and 282.

Title Format - Size Status
Text of Proposed Rule Change PDF - 62.46 KB
Notice of Filing and Immediate Effectiveness PDF - 56.41 KB