Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.


Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to create a new Academic Corporate Bond TRACE Data product that would be available to institutions of higher education.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 1.16 MB
Federal Register Notice PDF - 472 KB
Extension No. 1 PDF - 60.66 KB
Response to Comments PDF - 210.14 KB
Approval Order PDF - 204.01 KB