SR-NASD-2003-164
Three-Day Adjournment Rule
NASD has filed with the SEC a proposed rule change to amend NASD IM-10104, Rule 10306, and Rule 10319 of the NASD Code of Arbitration Procedure to impose a fee on parties of $100 per arbitrator and to compensate arbitrators in the event a hearing is adjourned within three business days before a scheduled hearing session.
| Title | Format - Size | Status |
|---|---|---|
| Approval Order | PDF - 57.79 KB | |
| Text of proposed rule change | PDF - 43.31 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 30.51 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 28.71 KB | |
| Federal Register Notice | PDF - 62.02 KB |