SR-NASD-2004-115
Amendments to Reduce the Fee for the Regulatory Element of Continuing Education Program
NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws to reduce fees for the Regulatory Element of the continuing education requirements of Rule 1120.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 62.14 KB | |
| Approval Order | PDF - 59.53 KB |