Notices
- Regulatory Notice 19-31
- Regulatory Notice 17-18
- Regulatory Notice 15-17
- Regulatory Notice 11-39
- Regulatory Notice 10-06
- Regulatory Notice 07-59
- Notice to Members 07-30
- Notice to Members 96-50
- Notice to Members 98-03
- Notice to Members 03-33
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.