Proposed Rule Change to Amend Security Futures Risk Disclosure Statement
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend: (1) Section 8.2 (Position Limits and Large Trader Reporting) of the Security Futures Risk Disclosure Statement (“2018 Statement” or “Statement”) to reflect the higher position limits for security futures contracts and changes to the large trader reporting timeframe adopted by the Commodity Futures Trading Commission (“CFTC”); (2) Section 2.7 (Trading Halts) of the 2018 Statement to reflect the updated market-wide circuit breaker benchmark and thresholds approved by the SEC; and (3) the introductory section of the 2018 Statement to reflect that exchanges may now list security futures on certain debt instruments.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 308.86 KB|
|Notice of Filing and Immediate Effectiveness||PDF - 135.67 KB|