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SR-FINRA-2020-003

Proposed Rule Change to Extend the Effective Date of SR-FINRA-2018-030

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide members with additional time to migrate their trade reporting processes to connect to TRACE through a permissible means other than Computer-to-Computer Interface (“CTCI”).  

Title Format - Size Status
Text of the Proposed Rule Change PDF - 86.58 KB
Notice of Filing and Immediate Effectiveness PDF - 125.55 KB