SR-NASD-1999-007
Development of a Discovery Guide
NASDR has filed with the SEC a proposed Discovery Guide for use in NASD arbitration proceedings to improve the discovery process in NASD-sponsored securities arbitrations.
| Title | Format - Size | Status |
|---|---|---|
| View | PDF - 181.99 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 106.96 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 120.32 KB | |
| Federal Register Notice | PDF - 64.28 KB | |
| Extension Letter | PDF - 2.41 KB | |
| Extension No. 2 | PDF - 3.12 KB | |
| Third Extension Letter | PDF - 2.46 KB | |
| Approval Order | PDF - 54.26 KB |