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2023 FINRA Senior Investor Protection Conference - Session Recordings

In March 2023, FINRA hosted the Senior Investor Protection Conference, a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior and other vulnerable investors from exploitation. This conference included discussions of the rules on financial exploitation of specified adults, a regulatory roundtable, information about trends, scams and schemes, and more. View the recorded sessions from the 2023 FINRA Senior Investor Protection Conference below.

Welcome Remarks and the Impact of the Aging Brain on Financial Decisions


Overview of Rules on Financial Exploitation of Specified Adults


Roundtable on Senior Issues and Collaborating with Other Agencies


Succession Planning


Trends, Scams and Schemes Impacting Seniors


Detecting and Surveilling Scams Targeting Senior Investors