FINRA Disciplinary Actions Online

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Case ID Case Summary Document Type Firms/ Individuals Action Datesort ascending
Case ID 2017055219801 Case Summary FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") RE: Stacy Cheney-Jamison, Respondent Former Registered Representative CRD No. 4318631 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Stacy Cheney-Jamison ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. Document Type AWCs (Letters of Acceptance, Waiver, and Consent) Firms/ Individuals
Stacy Cheney-Jamison
Action Date 05/08/2018