E-Learning Courses

FINRA e-learning courses offer an affordable solution for Firm Element, anti-money laundering (AML) and other training needs. Firms trust FINRA's e-learning library for firmwide training on rules and regulations and how they are practically applied.

In addition, firms can supplement their existing training programs by purchasing individual courses for targeted training on specific compliance topics.

As of January 1, 2016, FINRA has discontinued use of its LMS for e-learning. Learning histories will be available by request only. If you have questions, or wish to request your learning history, contact us. FINRA e-learning courses are available for purchase only via third-party training platforms.

Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.