FINRA Gateway Release Notes
Release Date | System | Area | Description |
---|---|---|---|
September 16, 2023 |
FINRA Gateway Login Experience |
Fast Account Switching |
The experience has been updated for individuals with only a single account saved. When logging in, the individual account will be pre-selected (only requiring the user to click login). Additionally, the pop-up dialog after clicking login, warning that you are changing accounts, has been removed. |
September 14, 2023 |
FinPro (Financial Professional Gateway) |
NASAA’s AG EVEP Payment and Enrollment |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
September 14, 2023 |
FinPro (Financial Professional Gateway) |
Individual Information updates |
Changes Supporting Industry professionals
|
August 31, 2023 |
FINRA Gateway |
Requests and Filings |
Fixed: Pagination indicator was displaying incorrect page number when applying filters and search |
August 28, 2023 |
FINRA Gateway |
Individual Profiles |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
August 28, 2023 |
FINRA Gateway |
Reports |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
August 28, 2023 |
FinPro (Financial Professional Gateway) |
Notifications |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
August 28, 2023 |
FinPro (Financial Professional Gateway) |
NASAA’s AG EVEP Payment and Enrollment |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
August 28, 2023 |
FinPro (Financial Professional Gateway) |
Individual Information |
Changes Supporting NASAA’s Exam Validity Extension Program for Broker-Dealer Agents
|
August 14, 2023 |
FINRA Gateway |
Notification Bell |
|
August 5, 2023 |
FINRA Gateway |
Individual Profiles |
|
July 31, 2023 |
FINRA Gateway |
User Login |
Introduction of Fast Account Switching
|
July 21, 2023 |
FINRA Gateway |
Requests and Filings |
Display of Creation Date
Display of accurate counts on the Active, Completed and Save View tabs
Enhancements to Search
|
July 20, 2023 |
FinPro (Financial Professional Gateway) |
User Experience |
|
July 13, 2023 |
FINRA Gateway |
Information Requests |
Restrict access to requests ‘Withdrawn’ by FINRA
|
July 7, 2023 |
FINRA Gateway |
Requests and Filings |
Updates to eFOCUS (Financial/Operational) work items
|
July 6, 2023 |
FINRA Gateway |
Account Management |
New filter for account management
|
June 30, 2023 |
Classic CRD |
Information Security |
|
June 24, 2023 |
FINRA Gateway |
Individual Profiles |
IAR CE Waiver Information Display
|
June 22, 2023 |
FinPro (Financial Professional Gateway) |
Support |
Chat Support added to FinPro & Redesigned Help Navigation
|
June 12, 2023 |
FINRA Gateway |
User Information
|
Enhanced User Information Display
|
May 19 2023 |
FINRA Gateway |
Reports |
New Report Templates
|
April 13, 2023 |
FINRA Learning Experience Platform |
FinPro integration |
|
March 31, 2023 |
FINRA Gateway |
Individual Profiles |
Maintain Qualifications Program Continuing Education History
|
March 16, 2023 |
FINRA Gateway |
Notification Settings |
Year removed from Annual Reg Element CE Date
|
March 9, 2023 |
FINRA Gateway |
FINRA Contacts System (FCS) |
FINRA Contacts Label Change
|
February 23, 2023 |
FINRA Gateway |
Requests and Filings |
Updates to items displayed per page
|
February 9, 2023 |
FINRA Gateway |
Information Requests |
Remove the requests ‘Withdrawn’ by FINRA
|
January 26, 2023 |
FINRA Gateway |
Information Requests
|
Text Formatting
|
January 23, 2023 |
FINRA Gateway |
Requests & Filings - Search |
Search Improvements
|
January 23, 2023 |
FINRA Gateway |
Requests & Filings – Account Management |
Account Management Cards
|
January 19, 2023 |
FINRA Gateway |
FINRA Contacts System (FCS)
|
New section “FINRA Department Contacts”
|
January 3, 2023 |
FINRA Gateway |
Automated Regulatory Element CE notifications to individuals |
Launch the new Continuing Education (CE) Notification Settings
|
January 1, 2023 |
FINRA Gateway |
Annual Reg Element CE Program |
Changes to support the Annual CE Program
|