As an investor I am very concerned about the potential for inadequate transparency in the market to leave room for conflict of interest in the way that my orders are processed. I believe that building a truly fair market, which does not provide structural advantages to leaders of the industry (in addition to the already countless tools unavailable to the average investor), is in the best interest of not only myself, but the future of our society. I also believe that absolute transparency, on its own, can bring us closer to a fair market than any form of regulatory enforcement. Manipulation and fraud are much harder to profit from when there are no closed doors behind which to hide them.
Carter Comment On Regulatory Notice 21-19
As an investor I am very concerned about the potential for inadequate transparency in the market to leave room for conflict of interest in the way that my orders are processed. I believe that building a truly fair market, which does not provide structural advantages to leaders of the industry (in addition to the already countless tools unavailable to the average investor), is in the best interest of not only myself, but the future of our society. I also believe that absolute transparency, on its own, can bring us closer to a fair market than any form of regulatory enforcement. Manipulation and fraud are much harder to profit from when there are no closed doors behind which to hide them.