Anthony Panganiban Comment On Regulatory Notice 22-08
Anthony Panganiban
N/A
While it is imperative for FINRA to protect all investor's interests from their actions and inactions, these proposed regulations would create arbitrarily onerous barriers to financial instruments for everyday retail investors. These would only benefit high net worth individuals and investment firms--especially hedge funds, those of whom already impose their market dominance upon everyday investors.
Anthony Panganiban Comment On Regulatory Notice 22-08
While it is imperative for FINRA to protect all investor's interests from their actions and inactions, these proposed regulations would create arbitrarily onerous barriers to financial instruments for everyday retail investors. These would only benefit high net worth individuals and investment firms--especially hedge funds, those of whom already impose their market dominance upon everyday investors.