For updates and guidance related to COVID-19 / Coronavirus, click here.
FINRA Members Eligible to Vote
Sec. 8.9 A FINRA member that is headquartered in the district shall be eligible to cast one vote through the FINRA member's Executive Representative for each position to be filled in the election representing that district on the Regional Committee. For purposes of this provision, a FINRA member is headquartered where it designates its main address on the member's Form BD.
|Amended by SR-FINRA-2018-021 eff. May 18, 2018.
Amended by SR-FINRA-2011-011 eff. April 28, 2011.
Amended by SR-FINRA-2008-046 eff. Nov. 6, 2008.
Amended by SR-NASD-2003-55 eff. Feb. 1, 2004.
Amended by SR-NASD-97-71 eff. Jan. 15, 1998.