Expand All 12200. Arbitration Under an Arbitration Agreement or the Rules of FINRA 12201. Elective Arbitration 12202. Claims Against Inactive Members 12203. Denial of FINRA Forum 12204. Class Action Claims 12205. Shareholder Derivative Actions 12206. Time Limits 12207. Extension of Deadlines 12208. Representation of Parties 12209. Legal Proceedings 12210. Ex Parte Communications 12211. Direct Communication Between Parties and Arbitrators 12212. Sanctions 12213. Hearing Locations 12214. Payment of Arbitrators Book traversal links for PART II GENERAL ARBITRATION RULES ‹ 12105. Agreement of the Parties Up 12200. Arbitration Under an Arbitration Agreement or the Rules of FINRA ›