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Margins (Rules 430-434)

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Rule 430. Partial Delivery of Securities to Customers on C.O.D. Purchases

Rule 431. Margin Requirements

Rule 432. Daily Record of Required Margin

Rule 434. Required Submission of Requests for Extensions of Time for Customers

Book traversal links for Margins (Rules 430-434)

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Disclaimer: The summary and detailed topics are only available for 40 FINRA Rules and have been applied as part of the FINRA Rulebook Search Tool™ (FIRST™) prototype. FIRST is for informational purposes only and does not provide regulatory or compliance advice. You should always review the relevant rule text and the related guidance to understand your regulatory obligations. Usage or reliance on this tool is not a defense to a failure to comply with the FINRA rules. Learn More