14101. Applicability of Code
This rule is no longer applicable. NASD Rule 14101 has been superseded by FINRA Rule 14101. Please consult the appropriate FINRA Rule.
The Code applies to any matter submitted to mediation at NASD.
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Renumbered from Rule 10402 and amended by SR-NASD-2007-022 eff. April 16, 2007. Adopted by SR-NASD-2004-013 eff. Jan. 30, 2006. Selected Notice: 05-85. |