14101. Applicability of Code
This rule is no longer applicable. NASD Rule 14101 has been superseded by FINRA Rule 14101. Please consult the appropriate FINRA Rule.
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Renumbered from Rule 10402 and amended by SR-NASD-2007-022 eff. April 16, 2007. Adopted by SR-NASD-2004-013 eff. Jan. 30, 2006. Selected Notice: 05-85. |