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For the Public

FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.

For Industry Professionals

Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

For Member Firms

Firm compliance professionals can access filings and requests, run reports and submit support tickets.

For Case Participants

Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.

EXPLORE THIS SECTION

FINRA Virtual Conference Panel—Regulation Best Interest: Compliance Inspections and Examinations

FINRA operates the largest securities dispute resolution forum in the United States

301-590-6500

844-574-3577 (Mon-Fri 9am-5pm ET)

To report on abuse or fraud in the industry

File a complaint about fraud or unfair practices.

833-26-FINRA (Mon-Fri 9am-6pm ET)

Report a concern about FINRA at 888-700-0028

FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.