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2027 Annual Conference

FINRA’s premier event—the Annual Conference creates an environment for member firms to learn from FINRA staff and connect with industry peers. This forum is designed to provide practical guidance and critical insights on trending regulatory and compliance topics which, in turn, aims to increase investor protection. Firms can expect to hear how to prepare and adapt to regulatory changes and refine and strengthen compliance practices, all while participating in various opportunities to build their network of industry professionals.

 

Event Highlights

30+
sessions

2000+
participants

45+
Member firm speakers

300+
FINRA staff onsite

10+
Networking events

40+
Exhibitors

Networking Opportunities

Build your network of industry practitioners and peers with the many networking opportunities available over two-and-a-half days. Including:
 

  • Dedicated networking breaks
  • Informal and formal networking during mealtimes
  • New Attendee Reception
  • On-site Exhibitor Reception
  • Opening Night Reception

These events are subject to change. Additional networking opportunities will be added.

FINRA IDEA—Innovation, Demonstration and Engagement Area

Your feedback shapes how we operate. Throughout the IDEA Room, you'll see concrete examples of how industry input has driven improvements across FINRA from faster threat intelligence to new transparency initiatives to modernized rules. Booths will be added at a later date.

Exhibitors

If you are interested in being an exhibitor at the 2027 Annual Conference, contact Jeff Arcuri via email. Exhibitors will be added at a later date.

Join Us in Washington, DC or Virtually

Accommodations

A room block is available at the conference hotel at the special room rate of $379 per night, plus tax. The rate is available until April 19, 2027, or until the room block is sold out.

Room Reservation Process for FINRA Programs

To reserve a room at the above hotels, you must first register as an attendee for the conference. A hotel reservation link will then be provided in your registration summary page and your registration confirmation email. Please contact us with any additional questions.

Continuing Education (CE) Credits

Conference sessions may qualify for Certified Financial Planner (CFP) and Certified Regulatory and Compliance Professional (CRCP) continuing education credits.

Registration

Trying to decide on whether to attend in person or online?

In-person attendees can take advantage of onsite experiences, including:

  • building relationships with industry experts and peers,
  • connecting with FINRA staff members in attendance,
  • exclusive receptions creating the perfect environment for informal conversation,
  • tailored discussions focused on specific content and answering questions,
  • conference exhibitors offering a range of compliance solutions, and
  • resources, demonstrations and feedback opportunities.

In-Person Individual Attendee Rates

FINRA Member
must provide valid CRD #
$925
$925 - First 100 thru 10/2/2026
$1,450 - Up to 500 thru 3/26/2027
$1,775 - 500+ or after 3/26/2027

REGISTER

FINRA Member (Small Firm)
must provide valid CRD #
$475
$475 - First 100 thru 10/2/2026
$625 - Up to 500 thru 3/26/2027
$675 - 500+ or after 3/26/2027

REGISTER 

Attorney
$1,325
$1,325 - First 100 thru 10/2/2026
$1,925 - Up to 500 thru 3/26/2027
$2,075 - 500+ or after 3/26/2027

REGISTER

Government/Regulator
$775
$775 - First 100 thru 10/2/2026
$975 - Up to 500 thru 3/26/2027
$1,175 - 500+ or after 3/26/2027

REGISTER

Non-Member
$1,600
$1,600 - First 100 thru 10/2/2026
$2,125 - Up to 500 thru 3/26/2027
$2,325 - 500+ or after 3/26/2027

REGISTER

Trade Associations
$1,300
$1,300 - First 100 thru 10/2/2026
$1,825 - Up to 500 thru 3/26/2027
$2,000 - 500+ or after 3/26/2027

REGISTER

In-Person Group Rates* (Per Person)

FINRA Member
(3-5 attendees)
must provide valid CRD #
$875
$875 - First 100 thru 10/2/2026
$1,275 - Up to 500 thru 3/26/2027
$1,575 - 500+ or after 3/26/2027

REGISTER

FINRA Member
(6 or more attendees)
must provide valid CRD #
$825
$825 - First 100 thru 10/2/2026
$1,175 - Up to 500 thru 3/26/2027
$1,275 - 500+ or after 3/26/2027

REGISTER 

FINRA Member (Small Firm)
(3 or more attendees)
$400
$400 - First 100 thru 10/2/2026
$500 - Up to 500 thru 3/26/2027
$550 - 500+ or after 3/26/2027

REGISTER

*Available to firms registering three (3) or more employees at the same time with the same credit card. Please follow instructions in the registration system.

In-person conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Press

This event is open to the media. Please contact us with any media inquiries.

Questions

Please direct questions about registration to (800) 321-6273 or via email.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

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