For updates and guidance related to COVID-19 / Coronavirus, click here.
6190A. Termination of TRACS Service
This rule is no longer applicable. NASD Rule 6190A has been superseded by FINRA Rule 7170. Please consult the appropriate FINRA Rule.
NASD may, upon notice, terminate TRACS service as to a Participant in the event that a TRACS Participant fails to abide by any of the rules or operating procedures of the TRACS service or NASD, or fails to honor contractual agreements entered into with NASD or its subsidiaries, or fails to pay promptly for services rendered by the TRACS Service.
|Adopted by SR-NASD-2002-97 eff. July 29, 2002.|