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MARKETPLACE RULES (4000–7000)

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6000A. NASD ADF SYSTEMS AND PROGRAMS

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6100A. TRACS TRADE COMPARISON SERVICE

6110A. Definitions

6120A. Participation in TRACS Trade Comparison Feature by Participants in the Alternative Display Facility

6130A. Trade Report Input

6140A. TRACS Processing

6150A. Reserved

6160A. Obligation to Honor Trades

6170A. Audit Trail Requirements

6180A. Reserved

6190A. Termination of TRACS Service

Book traversal links for 6000A. NASD ADF SYSTEMS AND PROGRAMS

‹ 6958. Exemption to the Order Recording and Data Transmission Requirements
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Disclaimer: The summary and detailed topics are only available for 40 FINRA Rules and have been applied as part of the FINRA Rulebook Search Tool™ (FIRST™) prototype. FIRST is for informational purposes only and does not provide regulatory or compliance advice. You should always review the relevant rule text and the related guidance to understand your regulatory obligations. Usage or reliance on this tool is not a defense to a failure to comply with the FINRA rules. Learn More

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