Upcoming June Meeting | FINRA.org

Upcoming June Meeting

June 2, 2025

The FINRA Board of Governors is holding its second meeting of the year this week. Following are several items the Board committees will consider.

  • The Audit and Risk Committee will:
    • review FINRA’s 2024 Annual Financial Report, currently scheduled for mid-year publication; and
    • receive updates on FINRA’s enterprise risk management and cybersecurity programs.
       
  • The Regulatory Policy Committee will:
    • consider proposed amendments relating to performance projections in member communications, in response to feedback we have received from member firms;
    • consider proposed amendments to the Carrying Agreement Rule (Rule 4311), which governs requirements when entering into agreements for the carrying of customer accounts; and
    • receive an update on the Rule Modernization proposals that FINRA has published as part of FINRA Forward, a series of initiatives to further improve our effectiveness and efficiency.
       
  • The Regulatory Oversight Committee will:
  • The Nominating and Governance Committee will:
    • conduct its annual review of FINRA’s advisory committee membership.

I want to take this opportunity to encourage you and your colleagues to consider joining a FINRA advisory committee or participating in a working group or roundtable meeting. These and other opportunities are detailed in our recently published 2025 Involvement and Election Process Overview. As a self-regulatory organization, FINRA relies on engagement with member firms to deepen our expertise regarding the securities industry and to ensure that investors can participate in the markets with confidence. I invite you to consider contributing your unique perspective and skillset in support of FINRA’s mission. You may indicate your interest through FINRA’s Engagement Portal.

More information regarding the Board’s operations, including the membership and responsibilities of its committees, is available on FINRA’s governance page at www.finra.org/governance.

I look forward to sharing an update about our discussions shortly after the meeting.

Sincerely,

Robert W. Cook
FINRA CEO