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Proposed Rule Change to Waive Fees under FINRA Rule 7730 (Trade Reporting and Compliance Engine (“TRACE”))

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to waive fees under Rule 7730 for trade reporting to the Trade Reporting and Compliance Engine (“TRACE”) due to a TRACE system issue on February 16, 2017 and February 17, 2017.

Title Format - Size Status
Text of the Proposed Rule Change PDF - 56.73 KB
Notice of Filing and Immediate Effectiveness PDF - 231.42 KB