Election Notices
Date Sort descending | Title | Description |
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Aug 03, 2007 | Election Notice - 8/3/07 | Nominees for FINRA Board of Governors
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Sep 26, 2007 | Election Notice - 9/26/07 | FINRA Notice of Meeting and Proxy
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Nov 01, 2007 | Election Notice - 11/1/07 | FINRA Small Firm Advisory Board Election
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Dec 14, 2007 | Election Notice - 12/14/07 | Small Firm Advisory Board Election and Ballots
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Jan 18, 2008 | Election Notice - 1/18/08 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to correct the listings for the District Nominating Committees for Districts 3, 4 and 10. |
Feb 27, 2008 | Election Notice - 2/27/08 | Nominees for the District Committees and District Nominating Committees
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Apr 11, 2008 | Election Notice - 4/11/08 | Election Results for District Committees and District Nominating Committees
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Aug 26, 2008 | Election Notice - 8/26/08 | Nominee for Vacant FINRA Board of Governors Small Firm Seat
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Oct 10, 2008 | Election Notice - 10/10/08 | Election Notice - 10/10/08
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Oct 24, 2008 | Election Notice - 10/24/08 | FINRA Notice of Special Meeting of Small Firms and Proxy
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Nov 21, 2008 | Election Notice - 11/21/08 | Notice of SFAB Election and Ballots
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Dec 08, 2008 | Election Notice - 12/8/08 | FINRA Announces Changes in Composition of National Adjudicatory Council and Nominees for Vacant Small Firm and Large Firm Industry Seats
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Jan 02, 2009 | Election Notice - 1/2/09 | Upcoming District Committee and District Nominating Committee Elections
This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant. |
Feb 05, 2009 | Election Notice - 2/5/09 | Notice of Contested Election and Ballot for Small Firm National Adjudicatory Council Member Seat
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Feb 23, 2009 | Election Notice - 2/23/09 | Nominees for the District Committees and District Nominating Committees
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Mar 24, 2009 | Election Notice - 3/24/09 | FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
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Mar 27, 2009 | Election Notice - 3/27/09 | Nominees for Vacant FINRA Board of Governors Large Firm Seats
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May 15, 2009 | Election Notice - 5/15/09 | Notice of Special Meeting of Large Firms and Proxy
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Jul 20, 2009 | Election Notice - 7/20/09 | FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
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Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
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Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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Oct 23, 2009 | Election Notice - 10/23/09 | Notice of SFAB Election and Ballots
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Dec 11, 2009 | Election Notice - 12/11/09 | Upcoming District Committee and District Nominating Committee Elections
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Dec 18, 2009 | Election Notice - 12/18/09 | FINRA Announces Recently Elected and Appointed National Adjudicatory Council and Small Firm Advisory Board Members
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Feb 12, 2010 | Election Notice - 2/12/10 | Nominees for the District Committees and District Nominating Committees
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