Election Notices
| Date | Title Sort descending | Description |
|---|---|---|
| May 04, 2010 | Election Notice - 5/4/10 | Nominees for FINRA Board of Governors
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| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
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| Jun 29, 2011 | Election Notice - 6/29/11 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 12, 2010 | Election Notice - 7/12/10 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 20, 2009 | Election Notice - 7/20/09 | FINRA Announces Nominees for Vacant Small Firm and Mid-Size Firm Industry National Adjudicatory Council Seats
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| Jul 30, 2010 | Election Notice - 7/30/10 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
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| Aug 09, 2022 | Election Notice - 8/09/22 | Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: September 23, 2022
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| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
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| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
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| Aug 26, 2008 | Election Notice - 8/26/08 | Nominee for Vacant FINRA Board of Governors Small Firm Seat
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| Aug 29, 2018 | Election Notice - 8/29/18 | Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: September 28, 2018
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| Aug 03, 2007 | Election Notice - 8/3/07 | Nominees for FINRA Board of Governors
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| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
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| Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Aug 07, 2023 | Election Notice - 8/7/2023 | Notice of Annual Meeting of FINRA Firms and Election Proxy
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| Sep 18, 2009 | Election Notice - 9/18/09 | FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Sep 25, 2023 | Election Notice - 9/25/2023 | FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
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| Sep 26, 2007 | Election Notice - 9/26/07 | FINRA Notice of Meeting and Proxy
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| Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
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| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
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| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 04, 2009 | Election Notice - 9/4/09 | FINRA Small Firm Advisory Board Election
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