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Election Notices

Date Title Sort descending Description
Sep 04, 2013 Election Notice - 9/4/13
Upcoming Election to Fill FINRA District Committee Vacancies
Sep 04, 2013 Election Notice - 9/4/13
FINRA Small Firm Advisory Board Election
Sep 05, 2012 Election Notice - 9/5/12
FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
Sep 05, 2012 Election Notice - 9/5/12
Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
Sep 07, 2011 Election Notice - 9/7/11
Nomination and Election Process to Fill FINRA District Committee Vacancies
Sep 07, 2011 Election Notice - 9/7/11
FINRA Small Firm Advisory Board Election
Oct 16, 2013 Election Notice 10/16/13
Notice of FINRA District Committee Elections and Ballots
Oct 16, 2013 Election Notice 10/16/13
Notice of SFAB Election and Ballots
May 16, 2022 Election Notice – 05/16/22
Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022

Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice.

Jan 24, 2017 Election Notice – 1/24/17
2017 Annual FINRA Election Cycle and Procedures Overview
Oct 01, 2015 Election Notice – 10/1/15
Nomination of a Small Firm NAC Member Candidate
Oct 11, 2022 Election Notice – 10/11/2022
Notice of Special Meeting of Large Firms and Proxy
Oct 14, 2015 Election Notice – 10/14/15
Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
Oct 14, 2015 Election Notice – 10/14/15
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
Oct 16, 2018 Election Notice – 10/16/18
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Oct 16, 2018 Election Notice – 10/16/18
Notice of FINRA Regional Committee Elections and Ballots
Ballot Due Date: November 15, 2018
Oct 16, 2018 Election Notice – 10/16/18
Notice of SFAC Election and Ballots
Ballot Due Date: November 15, 2018
Oct 19, 2021 Election Notice – 10/19/21
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
Oct 19, 2021 Election Notice – 10/19/21
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
Oct 20, 2017 Election Notice – 10/20/17
Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 20, 2017
Oct 20, 2017 Election Notice – 10/20/17
Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 20, 2017

The District 1 Small Firm seat is no longer contested. Ballots will not be distributed.

Oct 20, 2017 Election Notice – 10/20/17
Notice of SFAB Election and Ballots
Ballot Due Date: November 20, 2017
Oct 20, 2020 Election Notice – 10/20/20
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
Oct 20, 2020 Election Notice – 10/20/20
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
Oct 21, 2019 Election Notice – 10/21/19
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019