10320. Acknowledgement of Pleadings
This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.
The arbitrators shall acknowledge to all parties present that they have read the pleadings filed by the parties.
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Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Selected Notice: 08-57. |