10327. Oaths of the Arbitrators and Witnesses
This Code was superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. The Code remains in effect, however, for cases filed before April 16, 2007.
Prior to the commencement of the first session, an oath or affirmation shall be administered to the arbitrators. All testimony shall be under oath or affirmation.
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Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Selected Notice: 08-57. |