Displaying 1 - 10 of 224 Results
FINRA oversees a diverse set of broker-dealer firms that make up a vibrant securities industry. Every registered firm at one time or another must engage with FINRA's Membership Application Program, or MAP. In this episode, we learn more about MAP and some of the recent and ongoing enhancements to the program.
Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.
I oppose restrictions on my right to invest in public investments.
Oppose the proposed regulations
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST
I want to maintain my current freedom to invest in public securities of my choosing.
Oppose regulations restrictions
Dear regulators,
Our country is a capitalist economy and it works on market force. Please do not regulate financial products limited small investors like myself to chose funds to fit my investment goal.
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST.
Please allow consume their rights to direct their investments which is their hard earned money which allows for stronger economic recovery. And consumer trust. V