Due to limited usage, FINRA retired the Compliance Vendor Directory (CVD), effective March 19, 2024. Please see FINRA’s compliance tools page for a list of resources designed to help firms with their regulatory and compliance obligations.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.