The Small Firm Virtual Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
View the brochure for the 2021 Small Firm Virtual Conference.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2021 Small Firm Virtual Conference. View the online brochure below for a list of sessions and their descriptions.
Please direct questions about registration to (800) 321-6273 or via email.
This event is open to the media.