Annual Conference 2025

FINRA’s premier event—the Annual Conference creates an environment for member firms to learn from FINRA staff and connect with industry peers. This forum is designed to provide practical guidance and critical insights on trending regulatory and compliance topics which, in turn, aims to increase investor protection. Firms can expect to hear how to prepare and adapt to regulatory changes and refine and strengthen compliance practices, all while participating in various opportunities to build their network of industry professionals.

Over 30 sessions on trending topics including:

• Communications supervision 
• Self-directed investors 
• Vendor risk management 
• Cyber threat landscape 
• Capital formation 
• Remote supervision 
• Complex offerings 
• And much more

In-person attendees are invited to join complimentary, pre-event workshop sessions on Cybersecurity and Senior Investor Financial Exploitation.

View the 2025 Annual Conference agenda.

Registration

The 2025 Annual Conference was held May 13-15. On-Demand Recordings will be available soon. Register now for the 2026 Annual Conference.

FINRA IDEA—Innovation, Demonstration and Engagement Area

FINRA is committed to continuous improvement that draws on deep engagement with member firms. Step inside FINRA IDEA to engage with FINRA staff by getting answers to questions and sharing ideas and feedback on FINRA initiatives. Areas include:

Exhibitors

Conference exhibitors offer a range of products and solutions for broker-dealer firms. If you are interested in being an exhibitor at the Annual Conference, contact Jeff Arcuri via email. The 2025 Annual Conference exhibitors are:

Full Exhibitor List