Annual Conference 2025
Session Recordings
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2025 FINRA Annual Conference. View the agenda for a list of sessions.
FINRA’s premier event—the Annual Conference creates an environment for member firms to learn from FINRA staff and connect with industry peers. This forum is designed to provide practical guidance and critical insights on trending regulatory and compliance topics which, in turn, aims to increase investor protection. Firms can expect to hear how to prepare and adapt to regulatory changes and refine and strengthen compliance practices, all while participating in various opportunities to build their network of industry professionals.
Over 30 sessions on trending topics included:
- Communications supervision
- Self-directed investors
- Vendor risk management
- Cyber threat landscape
- Capital formation
- Remote supervision
- Complex offerings
- And much more
In-person attendees were invited to join complimentary, pre-event workshop sessions on Cybersecurity and Senior Investor Financial Exploitation.
View the 2025 Annual Conference agenda.
Registration
The 2025 Annual Conference was held May 13-15. Register now for the 2026 Annual Conference.
30+
sessions
2100+
participants
45+
Member firm speakers
300+
FINRA staff onsite
10+
Networking events
40+
Exhibitors
FINRA IDEA—Innovation, Demonstration and Engagement Area
FINRA is committed to continuous improvement that draws on deep engagement with member firms. Step inside FINRA IDEA to engage with FINRA staff by getting answers to questions and sharing ideas and feedback on FINRA initiatives. Areas include:
We are Listening: Modernizing Regulation
- Rule Modernization
- Capital Raising
Partnering to Mitigate Emerging and Evolving Risks
- Cyber and Fraud Threats
- Fraud-Related Customer Resources and Support
Innovation and Keeping Pace
- Generative Artificial Intelligence
- Crypto and Blockchain Education Program
- FINRA Gateway Enhancements Leveraging AI
Building Tomorrow’s Tools and Publications Together
- Online Tools and Publications
- Reporting and Dashboards
- Tools for Financial Professionals
Exhibitors
If you are interested in being an exhibitor at the 2026 Annual Conference, contact Jeff Arcuri via email. The 2025 Annual Conference exhibitors were:
Platinum Level
Smarsh
Gold Level
Behavox
FirmScribe
Global Relay
Silver Level
Arctera
Greenboard
Saifr
Solidus Labs
StarCompliance
Full Exhibitor List
ACA Group
Archive Intel, Inc.
Arctera
BDO USA
Behavox
Business Information Group (BIG)
CapitalROCK
Cartana Consulting
CellTrust Corporation
CeriFi
Charles Schwab
Compliance Risk Concepts
ComplianceEdge
eflow Global
ExamFX
FirmScribe
FMG
Global Relay
Greenboard
Hadrius
Hilltop Securities Inc.
Kaplan
Knopman Marks Financial Training
Kroll
LeapXpert
MirrorWeb
MCO (MyComplianceOffice)
n-Tier
Norm Ai
Proofpoint
Quest CE
Red Oak Compliance
RegEd
RegVerse
Saifr
Smarsh
Solidus Labs
StarCompliance
STC
Theta Lake
Turnberry Solutions
WebCE
Withum
Press
This event is open to the media. Please contact us with any media inquiries.
Questions
Please direct questions about registration to (800) 321-6273 or via email.