2026 Third-Party Vendor Request

FINRA’s Third-Party Vendor Request asks firms to submit information on all third-party providers that are essential to firms’ operations, processes or functions. Join this webinar for an overview of the request including why FINRA is requesting this information and how your data will be used.

There is no cost to attend this webinar. This is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

2026 Third-Party Vendor Request
Monday, Feb. 2
4 – 4:45 p.m. ET
REGISTER

Questions

For general webinar questions, contact FINRA. For questions regarding registration, contact (800) 321-6273.

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FINRA members should complete the form below and click "Submit" to proceed.

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