Compliance Workshops

Elevate your firm's preparedness with FINRA's hands-on workshops where you'll discuss essential topics, develop robust plans alongside industry peers, and receive actionable tips directly from FINRA staff and peers, or participate in our dynamic tabletop exercises to test your strategies through realistic scenarios with expert guidance. Register today for these limited-seat opportunities.

Upcoming Events

Cyber Resilience Workshop for Small Firms

When cyber threats target your firm, rapid response is critical to minimizing damage and protecting your operations. This highly interactive virtual workshop puts participants into immersive scenarios involving business email compromise targeting critical communications and impersonator websites threatening client relationships. Through facilitated breakout discussions and live problem-solving, attendees collaborate in small peer groups to develop real-time response strategies, challenging each other to test and refine their cybersecurity approach.

Participants develop enhanced incident response strategies tailored to organizations with constrained IT budgets, dependence on external technology vendors, and critical responsibility for protecting sensitive business information. This workshop offers an opportunity to benchmark with industry peers, gain practical cyber tips and engage in an interactive learning experience that addresses the unique challenges facing small businesses in today's digital landscape.