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FINRA Midwest Region Member Forum


The FINRA Midwest Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the Midwest Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA district staff to discuss firm-specific questions.

There is no cost to attend this event.


View the agenda for the Midwest Member Forum.


The Ritz-Carlton, St. Louis
100 Carondelet Plaza
St. Louis, MO 63105


A room block is available at $249 per night, per night, plus tax. The rate is available until September 11, 2019 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis. Click here to reserve your hotel room.


Call 1-800-960-7056 to speak with a reservation agent and mention the FINRA Midwest Member Forum.

You can also book through Ritz-Carlton and use the code FINFINA (for king bed) or FINFINH (for two queens).

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the forum, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the forum sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.