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FINRA New York Region Member Forum

New York Forum | December 12, 2019 | New York, NY

The FINRA New York Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the New York Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

View the agenda for the 2019 New York Region Member Forum. 


The InterContinental New York Times Square
300 West 44th Street
New York, NY 10036

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


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