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North Region Member Forum

The North Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the North Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.


The North Region Member Forum took place Wednesday, March 20 in Philadelphia, PA. View the agenda for the North Region Member Forum.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.