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West Region Member Forum

March 26, 2020 | San Francisco, CA

The FINRA West Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the West Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts and Surveillance Directors to discuss firm-specific questions.

There is no cost to attend this event.



The agenda for the West Region Member Forum will be posted at a later date.


Fairmont San Francisco
950 Mason Street
San Francisco, CA 94108


A room block is available at $369 per night, per night, plus tax. The rate is available until March 4, 2020 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis.

Reserve your hotel room online or call (866)540-4491.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the forum, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the forum sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


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