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For updates and guidance related to COVID-19 / Coronavirus, click here.

CANCELED: West Region Member Forum

The FINRA West Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the West Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts and Surveillance Directors to discuss firm-specific questions.

COVID-19: A Message from FINRA

In response to the coronavirus disease (COVID-19) situation, FINRA has canceled the West Region Member Forum. We apologize for any disappointment or inconvenience this necessary decision causes.


Fairmont San Francisco
950 Mason Street
San Francisco, CA 94108

Additional Information

Please direct questions to (800) 321-6273 or via email.


FINRA members should complete the form below and click "Submit" to proceed.


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