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Small Firm Conference Call: Continuing Education (CE) Transformation and Year-End Reminders – Audio Recording

December 6, 2021

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by Vice President of Testing and Continuing Education (CE) David Scrams to discuss the CE Transformation including information on the Maintaining Qualifications Program and the transition to an annual Regulatory Element requirement. Senior staff also discuss important year-end reminders.


  • Robert Cook, FINRA President and Chief Executive Officer
  • David Scrams, Vice President, Testing and CE
  • Kayte Toczylowski, Vice President, Member Relations and Education


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