Join FINRA and industry leaders for a complimentary half-day event designed for South Region member firms. This interactive gathering brings together compliance professionals and firm leaders to engage in dynamic discussions on current regulatory issues, discover effective practices from peers, and connect directly with FINRA staff and Regional Committee members*.
*Members from FINRA’s South and West Regional Committees will be in attendance
Why Attend:
- Stay Current on Regulatory Issues — Hear directly from FINRA staff about examination findings and emerging trends impacting member firms.
- Expand Your Regional Network — Engage with compliance professionals from across the South region and connect with FINRA staff and Regional Committee members.
- Efficient Engagement — Get comprehensive regulatory insights and networking in a half-day format designed to minimize time away from your workday.
- Gain Practical Takeaways — Walk away with actionable strategies and effective practices you can implement immediately at your firm.
Agenda
Date and Location
Feb. 25, 2026 | Boca Raton, FL
The venue location will be provided after registering for the event.
Complimentary Registration
Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
Additional Information
Please direct questions about registration to (800) 321-6273 or via email.
Press
This event is closed to the media.