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CRD Ad Hoc Reports Fee Schedule

CRD constituents may choose to request a report or set of data that is not available through the standard reports library. For additional information, please refer to the Reports Quick Reference Guide.

An Ad Hoc Report can be customized by the requestor, within policy limits established by FINRA, to include a variety of data elements and will be delivered in the format requested by the constituent.

There is a fee schedule associated with production and delivery of CRD Ad Hoc Reports. It was developed so that resource, production, system, and maintenance costs involved could be recovered by FINRA. State sales tax is assessed for certain FINRA-provided products or services; please review the E-Bill state sales tax information for details. The current fee schedule (excluding state sales tax, which is assessed separately) is as follows:

CRD Ad Hoc Report Fee Schedule
Effective 1/1/2001

Type Description Cost

Existing

Ad Hoc Report already exists and will be rerun for current request.

$240

Basic

New Ad Hoc Report must be written and will take up to 3 hours to complete.

$360

Intermediate

New Ad Hoc Report must be written and will take up to 4 hours to complete.

$480

Advanced

New Ad Hoc Report must be written and will take up to 5 hours to complete.

$600

Complex

New Ad Hoc Report must be written and will take more than 5 hours to complete.

$120/hour

If you have any questions or require additional information, contact the FINRA Support Center at (301) 869-6699 or send an email.