Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

OATS Retirement Status Update – Webinar – March 18, 2021 4:15 PM ET

On Thursday, March 18th, FINRA will conduct the first of its planned updates related to OATS retirement.  During the call, FINRA staff will provide an update to the industry related to the OATS retirement efforts, including an overview of the related rule filing, status on the required accuracy and reliability standards that must be met before OATS can be retired, and a look ahead at next steps once those standards have been met.

This OATS retirement update is being presented as part of FINRA CAT, LLC’s recurring monthly CAT Implementation Update.  For more information and to participate in the call, please visit the following website:     

https://catnmsplan.com/events/monthly-cat-implementation-update-and-finra-sro-status-update-oats-retirement-31821