ORF Forms and Documentation

Beginning on Monday, March 2, 2015, the OTC Equity Symbol Request Form (Equity Form), is available on the FINRA Gateway. New Users should contact their Super Account Administrators (SAA) for a User ID and initial Password. Please submit your request using the following link:

• OTC Equity Symbol Request Form

If you have any questions about this notice, or completing the new Equity Form, please contact FINRA Market Operations at (866) 776-0800.  For Technical support, call the FINRA Gateway Call Center at (301) 869-6699.

ORF Documentation

• ORF FIX Specifications v1.8  (5/7/18)
• TDDS 2.0 Specification - version 13  (9/24/18)
• FINRA ADDS User Guide - version 16.3  (7/20)
• TRAQS OTC Reporting Facility User Guide v2.0 (4/19/21)
• Web API Specification for the OTC Reporting Facility - version 11  (3/12/18)
• Issue Management System Web User Guide - version 1.3 (8/6/20)
• Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website - Version 1.1 (2/22/21)
• Multifactor Authentication (MFA) Web Help