ORF Forms and Documentation

The OTC Equity Symbol Request Form (FINRA New Issue Form) is available on the FINRA Gateway. New Users should contact their Super Account Administrators (SAA) for a User ID and initial Password. Please submit your request using the following link:

• OTC Equity Symbol Request Form

If you have any questions on completing the OTC Equity Symbol Request Form, please contact FINRA Market Operations at (866) 776-0800. For Technical or Entitlement support, call the FINRA Support Center at (800) 321-6273.

ORF Documentation

• Multifactor Authentication (MFA) Web Help (Effective October 30, 2023)
• Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website - Version 1.3 (Effective October 30, 2023)
• TDDS 2.1 v1.0A Specification (4/10/23)
• MOLD/UDP 64 IP Addresses (12/5/22)
• TRAQS OTC Reporting Facility User Guide v2.3 (12/5/22)
• ORF FIX Specifications v1.10 (12/5/22)
• Web API Specification for the OTC Reporting Facility - version 14 (9/23/22)
• Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website - Version 1.2 (1/31/22)
• Issue Management System Web User Guide - version 1.3 (8/6/20)
• FINRA ADDS User Guide (7/1/20)
• Multifactor Authentication (MFA) Web Help
• ORF FIX Specifications v1.11 (Effective 5/28/24)
• TRAQS OTC Reporting Facility User Guide v2.4 (Effective 5/28/24)
• TDDS 2.1 Specification v1.1 (Effective 5/28/24)
• FINRA ADDS User Guide v16.5 (Published 3/27/23)