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UPC Advisory

Uniform Practice Code Advisories are notices that pertain to unusual circumstances such as extremely large dividends, when-issued settlement dates, ex-interest dates for bonds, worthless securities, cancelled IPOs, etc. Their intent is to announce rulings, interpretations, exemptions and advisories on these subjects; to facilitate the transaction of a member's day-to-day business; and to eliminate business disputes and misunderstandings that may arise from uncertainty and lack of uniformity in such matters, The subjects addressed in the Uniform Practice Code Advisories are subject to the provisions of the FINRA Uniform Practice Code (Rule 11000 Series), which is administered by FINRA Operations.

Date Sort ascending UPC No. Title Format - Size
72-99 Geneva Steel Co. | Eagle Geophysical Inc. PDF - 6.08 KB
70-99 TelePad Corporation PDF - 12.82 KB
69-99 Zenith Electronics Corporation PDF - 12.79 KB
68-99 Composite Solutions Inc. PDF - 10.9 KB
67-99 InternetStudios.com Inc. PDF - 9.54 KB
66-99 Just for Feet Inc. PDF - 10.73 KB
65-99 Senesco Technologies Inc. PDF - 11.38 KB
63-99 BarPoint.com Inc. PDF - 12.67 KB
64-99 Chartered Semiconductor Manufacturing Ltd. PDF - 9.28 KB
62-99 Baltimore Technologies PLC PDF - 9.26 KB
61-99 Circle.com PDF - 9.23 KB
60-99 AdStar.com Inc. PDF - 9.65 KB
59-99 Costilla Energy Inc. PDF - 9.22 KB
58-99 American Depositary Shares PDF - 5.86 KB
57-99 thehealthchannel.com Inc. | Ventiv Health Inc. PDF - 9.28 KB
56-99 Ionica PLC PDF - 6.1 KB
55-99 JustWebit.com Inc. PDF - 6.36 KB
54-99 PLM Equipment Growth Fund | Vencor Inc. PDF - 6.71 KB
52-99 Discovery Zone Inc. PDF - 6.38 KB
53-99 FPA Medical Management Inc. | Kiddie Academy International Inc. PDF - 9.03 KB
51-99 Iridium LLC/Capital Corp. PDF - 5.91 KB
50-99 Farm Fresh Inc. PDF - 5.77 KB
49-99 Ascent Pediatrics Inc. | Salant Corporation New | United Trust Group Inc. | LabOne Inc. PDF - 6.65 KB
48-99 thehealthchannel.com, Inc. PDF - 7.21 KB
47-99 Farm Fresh Inc. PDF - 6.7 KB