Skip to main content
Welcome to the new FINRA.org. Learn more about our updates.
Create your own user feedback survey

Short Interest Reporting Video Demonstration

FINRA has developed a video demonstration of the new web-based interface through which firms will begin submitting short interest reports to FINRA effective January 17, 2017. For details regarding this change, see Regulatory Notice 16-32.

Full Video

Chapters


Accessing the System and Home Screen - Chapter 1


Creating a Draft - Chapter 2


Uploading Data to a Draft - Chapter 3


Manual Entry in a Draft - Chapter 4


Errors in a Draft - Chapter 5


Additional features and Saving a Draft - Chapter 6


Downloading a Draft - Chapter 7


Submitting a Draft - Chapter 8


File Transfer Protocol ("FTP") - Chapter 9


Amending a Submission and Viewing History - Chapter 10