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Short Interest Reporting Video Demonstration

FINRA has developed a video demonstration of the new web-based interface through which firms will begin submitting short interest reports to FINRA effective January 17, 2017. For details regarding this change, see Regulatory Notice 16-32.

Full Video


Accessing the System and Home Screen - Chapter 1

Creating a Draft - Chapter 2

Uploading Data to a Draft - Chapter 3

Manual Entry in a Draft - Chapter 4

Errors in a Draft - Chapter 5

Additional features and Saving a Draft - Chapter 6

Downloading a Draft - Chapter 7

Submitting a Draft - Chapter 8

File Transfer Protocol ("FTP") - Chapter 9

Amending a Submission and Viewing History - Chapter 10