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Technical Notice

TRACE Depository Institution Reporting Industry Call

June 15, 2022

As announced by the Board of Governors of the Federal Reserve System in the Federal Register on October 28, 2021, FINRA will collect detailed data on depository institutions’ daily transactions of marketable U.S. Treasury securities and of the debt and MBS issued by U.S. federal government agencies including government-sponsored enterprises (agencies) via its Trade Reporting and Compliance Engine (TRACE). 

The effective date for this program is Thursday, September 1, 2022.

FINRA will sponsor an industry webinar on Tuesday, July 12, 2022, from 2:00 pm ET – 3:00 pm ET.  FINRA encourages Depository Banks and any other interested TRACE reporting parties to participate.  During the call, FINRA will address administrative requirements, technical setup and support, software testing, the project timeline, and other questions participants may have about the project.

Call Registration Requirements and Call Details:

Registration is required and is available via this link.

There will be a limit of 500 participants FINRA will make a recording of the webinar available on its website on a future date.  

Advanced questions can be submitted to: [email protected]